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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-03 |
Branch Locations
10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command | San Antonio | TX | 07/2020 | 06/2022 |
| Part Time Education | 409 Saddle Vista | TX | 10/2019 | 01/2022 |
| Us Army | Cleveland | OH | 09/1999 | 09/2019 |
| Nylife Securities Llc | San Antonio | TX | 08/2022 | 09/2023 |
| New York Life Insurance Company | San Antonio | TX | 07/2022 | 09/2023 |
| Eagle Strategies Llc | New Braunfels | TX | 01/2023 | 09/2023 |
| Mml Investors Services, Llc | San Antonio | TX | 10/2023 | Present |
| Massmutual Life Insurance Co | San Antonio | TX | 09/2023 | Present |
NAME: INDIAN OIL INV REL: Y ADD: 308 S MAIN ST MEDICINE LODGE KS 67104 NATURE: OIL WELL INVESTMENT POSITION: INVESTOR START DATE: 9/1/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: I OWN 3% THE WORKING RIGHTS OF THE OIL WELL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-21 |
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