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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-01 |
Branch Locations
425 Market Street Floor 17, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 07/2019 | 10/2020 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 07/2019 | 10/2020 |
| Bank Of The West | Los Angeles | CA | 03/2019 | 06/2019 |
| Indusind Bank | Delhi | 11/2016 | 11/2018 | |
| Hdfc Bank | Delhi | 03/2015 | 10/2016 | |
| Unemployed | Los Angeles | CA | 12/2018 | 02/2019 |
| Hsbc Bank Usa, N.A. | Encino | CA | 05/2021 | 12/2023 |
| Hsbc Securities (Usa) Inc. | Encino | CA | 06/2021 | 12/2023 |
| Unemployed | Los Angeles | CA | 11/2020 | 04/2021 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 01/2024 | 08/2025 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 01/2024 | 08/2025 |
| Schwab Wealth Advisory, Inc. | Mountain View | CA | 08/2025 | Present |
| Charles Schwab & Co., Inc. | Mountain View | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-03 |
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