Francis J. Stoshak

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	07/2019	11/2020
Bocaire Conutry Club	Boca Raton	FL	03/2019	05/2019
Florida Atlantic University	Boca Raton	FL	05/2014	05/2019
Fidelity Investments	Jacksonville	FL	11/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

07/2019 → 11/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
03/2019 → 05/2019

Bocaire Conutry Club

Boca Raton, FL
05/2014 → 05/2019

Florida Atlantic University

Boca Raton, FL
11/2020 → Present

Fidelity Investments

Jacksonville, FL
03/2025 → Present

Fidelity Investments

Boston, MA

2021-02-19 → 2025-03-31

Fidelity Personal And Workplace Advisors

Jacksonville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-01
S63	Uniform Securities Agent State Law Examination	2020-01-08