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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2019 | 02/2022 |
| Gray Television - Kwtx | Waco | TX | 02/2016 | 08/2019 |
| Park Avenue Securities | Austin | TX | 04/2022 | 05/2022 |
| Guardian Life Insurance Company | Austin | TX | 04/2022 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 05/2022 | Present |
| Bank Of America, N.A. | Austin | TX | 09/2022 | Present |
I*: 2076323 Entity Type: Civic League or Social Welfare Organization Name of OBA: Austin Golf Association Address: Austin, Texas, 78765 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01-Jan-2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Golf Association that conducts tournaments for its members. I will serve on the board helping to maintain the rules of the tournaments and organization as well as running the events on site.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-13 |
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