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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-23 |
| CA | RA | APPROVED | 2024-10-16 |
Branch Locations
11990 Heritage Oak Place Suite 5, Auburn, CA 95603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Cool | CA | 03/2014 | 07/2024 |
| Wells Fargo Clearing Services Llc | Cool | CA | 07/2019 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Cool | CA | 07/2022 | 07/2024 |
| Edward Jones | St. Louis | MO | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-15 |
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