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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-18 |
| NJ | RA | APPROVED | 2025-06-09 |
Branch Locations
800 Marketplace Blvd, Hamilton, NJ 08691 • United States
1230 Parkway Ave, Trenton, NJ 08628 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Feasterville Trevose | PA | 07/2019 | 08/2020 |
| Wells Fargo Bank, Na | Feasterville Trevose | PA | 03/2019 | 08/2020 |
| Td Bank N.A. | Philadelphia | PA | 07/2017 | 03/2019 |
| The Pnc Financial Services Group, Inc | Warminster | PA | 08/2016 | 07/2017 |
| Philly Auto Center Llc | Glenolden | PA | 09/2020 | 03/2022 |
| Jp Morgan Chase Bank, N.A. | Abington | PA | 03/2022 | 12/2022 |
| Jp Morgan Securities, Llc | Abington | PA | 03/2022 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lawrenceville | NJ | 03/2025 | Present |
| American Auto | Bristol | PA | 12/2022 | 03/2025 |
| Bank Of America, N.A. | Lawrenceville | NJ | 05/2025 | Present |
I*: 2304259 Entity Type: For Profit Name: UBER, INC INVESTMENT RELATED: No Address: San Francisco , CA 94158 Position: Driver Start Date; 03/31/2025 10/ a week after regular working hours 0 Hours during securities trading hours Duties: I am part time Uber driver time to time I*: 2806312 Entity Type: For Profit Name of OBA: A.A. Inc Address: Bensalem, PA 19020 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/19/2023Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: I will be selling household retail items on EBAY . I will be getting products from wholesales as well as from flee markets and yard sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-09 |
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