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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-30 |
Branch Locations
1901 S Bascom Ave Suite 1100, Campbell, CA 95008 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 07/2019 | 04/2021 |
| Fisherman's Restaurant And Bar | San Clemente | CA | 10/2019 | 10/2022 |
| University Of Oregon - Erb Memorial Union | Eugene | OR | 05/2018 | 06/2019 |
| Boys And Girls Club Of San Clemente | San Clemente | CA | 06/2015 | 09/2018 |
| Nike | San Clemente | CA | 07/2017 | 09/2018 |
| Unemployed | San Clemente | CA | 06/2019 | 07/2019 |
| University Of Oregon | Eugene | OR | 09/2015 | 06/2019 |
| Hightower | Chicago | IL | 10/2022 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Niguel | CA | 04/2021 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Niguel | CA | 08/2021 | 04/2022 |
| Americor | Irvine | CA | 05/2022 | 08/2022 |
| Soccer Shots | Santa Ana | CA | 09/2022 | Present |
I*418720 For profit or not for profit: Entity For Profit Name of outside business organization: Fisherman's Restaurant Investment related: N Address of business: San Clemente, California, 92673 Nature of business: ["Corporation"] Position, title, association: ["Employee","Other"], Start date of relationship: 10/19/2019 Number of hours devoted: 6 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Part-Time, This is a restaurant, I will be serving food to customers and bussing tables.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
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