Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-16 |
| SC | RA | APPROVED | 2019-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | SC | 07/2019 | Present |
| Nick's Airport Inn | Hagerstown | MD | 05/2015 | 08/2017 |
| On-Tour 24-7; Charleston Food And Wine Festival | Charleston | SC | 02/2018 | 03/2018 |
| Accela Worldwide Logistics | Hagerstown | MD | 05/2018 | 08/2018 |
| Wellness Five Llc | Charleston | SC | 05/2017 | 01/2019 |
| Heather Koepenick Cpa | Charleston | SC | 01/2019 | 04/2019 |
| College Of Charleston | Charleston | SC | 08/2015 | 05/2019 |
| Prohibition Charleston | Charleston | SC | 07/2018 | 07/2019 |
| Bank Of America, N.A. | Charleston | SC | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-18 |
Reach out to this advisor