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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-11
NJ RA APPROVED 2019-11-04
  • TX RA
    APPROVED
    Since 2020-06-11
  • NJ RA
    APPROVED
    Since 2019-11-04

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flemington NJ 07/2019 Present
101 Foundation, Inc. Washington NJ 12/2016 03/2019
Cleanest Office Environment Princeton NJ 01/2015 06/2017
Law Offices Of Michael F. Alper Phillipsburg NJ 10/2015 11/2016
Unemployed Washington NJ 03/2019 07/2019
Bank Of America, N.A. Flemington NJ 09/2019 Present
  • 07/2019 → Present
    Flemington, NJ
  • 12/2016 → 03/2019
    101 Foundation, Inc.
    Washington, NJ
  • 01/2015 → 06/2017
    Cleanest Office Environment
    Princeton, NJ
  • 10/2015 → 11/2016
    Law Offices Of Michael F. Alper
    Phillipsburg, NJ
  • 03/2019 → 07/2019
    Unemployed
    Washington, NJ
  • 09/2019 → Present
    Bank Of America, N.A.
    Flemington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01
Other Names
  • Luis Zamora

View on SEC IAPD

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