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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-07-14
TX RA APPROVED_RES 2022-10-03
NJ RA APPROVED 2022-09-29
  • MT RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2022-10-03
  • NJ RA
    APPROVED
    Since 2022-09-29

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 07/2019 04/2021
Principis Capital Jersey City NJ 10/2018 06/2019
Pnc Bank Hackensack NJ 11/2016 10/2018
M&T Bank Cliffside Park NJ 03/2015 11/2016
Montclair State University Montclair NJ 09/2015 05/2019
Ubs Financial Services, Inc. New York NY 04/2021 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-08
  • S66 Uniform Combined State Law Examination
    2019-11-08
Other Names
  • Helen Alberto

View on SEC IAPD

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