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Kishore Shriram Joshi

Joshi Capital Management, LLC

Cumming, GA

CRD 7157545

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Employer firm

Joshi Capital Management, LLC CRD 305116

$14.5M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Joshi Capital Management, Llc

Cumming, GA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-15
TX RA APPROVED 2022-04-13
GA RA APPROVED 2019-08-01
  • CA RA
    APPROVED
    Since 2022-04-15
  • TX RA
    APPROVED
    Since 2022-04-13
  • GA RA
    APPROVED
    Since 2019-08-01

Branch Locations

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joshi Capital Management, Llc Cumming GA 01/2019 Present
Unemployed Cumming GA 08/2018 12/2018
At&T Services, Inc Alpharetta GA 03/2008 07/2018
  • 01/2019 → Present
    Joshi Capital Management, Llc
    Cumming, GA
  • 08/2018 → 12/2018
    Unemployed
    Cumming, GA
  • 03/2008 → 07/2018
    At&T Services, Inc
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-05
  • S65 Uniform Investment Adviser Law Examination
    2019-07-05

View on SEC IAPD

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