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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-13 |
Branch Locations
135 S State College Blvd Ste 550, Brea, CA 92821 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Brea | CA | 07/2019 | Present |
| C2G International, Llc | Aliso Viejo | CA | 05/2016 | 06/2019 |
CALIFORNIA BASKETBALL OFFICIALS ASSOCIATION, NOT INV RELATED, VALENCIA, CA, REFEREE, START 11/13/2023, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, OFFICATION H.S. GAMES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-12 |
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