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Diana Docea

Wells Fargo Clearing Services, LLC

Palm Beach, FL

Palm Beach Gardens, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-19
TX RA APPROVED 2020-05-20
MN RA APPROVED 2019-10-31
  • FL RA
    APPROVED
    Since 2022-09-19
  • TX RA
    APPROVED
    Since 2020-05-20
  • MN RA
    APPROVED
    Since 2019-10-31

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

2989 Pga Blvd, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Minneapolis MN 07/2019 Present
Wells Fargo Minneapolis MN 01/2010 07/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-31
  • S66 Uniform Combined State Law Examination
    2019-10-31
Designations

View on SEC IAPD

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