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Juan Pablo Gonzalez

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-24
CA RA APPROVED 2024-06-12
  • TX RA
    APPROVED
    Since 2024-06-24
  • CA RA
    APPROVED
    Since 2024-06-12

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities, Llc Oxnard CA 07/2019 12/2021
J.P. Morgan Chase Bank, N.A. Oxnard CA 07/2019 12/2021
Fry's Electronics Oxnard CA 01/2014 12/2019
Wells Fargo Clearing Services, Llc Oxnard CA 12/2021 Present
  • 07/2019 → 12/2021
    J.P. Morgan Securities, Llc
    Oxnard, CA
  • 07/2019 → 12/2021
    J.P. Morgan Chase Bank, N.A.
    Oxnard, CA
  • 01/2014 → 12/2019
    Fry's Electronics
    Oxnard, CA
  • 12/2021 → Present
    Wells Fargo Clearing Services, Llc
    Oxnard, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 2019-09-17
  • S66 Uniform Combined State Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    2019-09-17
Other Names
  • Juan Pablo Gonzalez
  • Juan Gonzalez

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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