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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-03-04
  • IL RA
    APPROVED
    Since 2011-03-04

Branch Locations

15255 S 94Th Avenue Ste 405, Orland Park, IL 60462 • United States

227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States

Elmwood Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orland Park IL 03/2011 03/2020
Ameriprise Financial Services, Llc Orland Park IL 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Condo; 849 N. Franklin St., Unit 1017, , Chicago, IL, 60610; Investment-Related; 10/01/2019. Business Ownership; AMD&C, LLC; Owner; Consulting; 1810 N. 78th Ave, , Elmwood Park, IL, 60707; Not Investment-Related; 02/07/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Perdue University; Adjunct Professor; Educational; 2200 169th St., , Hammod, IN, 46323; Not Investment-Related; 01/02/2025; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-22
  • S66 Uniform Combined State Law Examination
    2006-03-22
Other Names
  • Michael D Ruggiero

View on SEC IAPD

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