Kevin Yee

Employer firm

Brooker Wealth Management CRD 105437

$136M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 10/2019
  Intellectual Property Law Group
  San Jose, CA
• 07/2019 → 08/2020
  New York Life Insurance Co
  San Francisco, CA
• 03/2020 → 08/2020
  Nylife Securities, Llc
  San Francisco, CA
• 08/2017 → 12/2019
  San Jose State University
  San Jose, CA
• 08/2020 → 07/2024
  Buckingham Strategic Wealth, Llc
  Clayton, MO
• 07/2024 → 07/2025
  Focus Partners Wealth, Llc
  Boston, MA
• 07/2025 → Present
  Morgan Stanley
  San Jose, CA
• 12/2025 → Present
  Brooker Wealth Management
  Oakland, CA
• 12/2025 → Present
  Peak 360 Wealth Management
  Oakland, CA

Previous Registrations

• 2024-07-02 → 2025-07-10
  Focus Partners Wealth, Llc
  Morgan Hill, CA
  St. Louis, MO
• 2020-11-16 → 2024-11-14
  Buckingham Strategic Wealth, Llc
  Morgan Hill, CA
  St Louis, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-11-14

Designations

• Certified Financial Planner