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Kevin Yee

Brooker Wealth Management

Oakland, CA

San Ramon, CA

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Current Employers
Brooker Wealth Management

7677 Oakport Street Suite 300, Oakland, CA 94621 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-18
  • CA RA
    APPROVED
    Since 2025-12-18

Branch Locations

7677 Oakport Street Suite 300, Oakland, CA 94621 • United States

2633 Camino Ramon Suite 452, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intellectual Property Law Group San Jose CA 10/2013 10/2019
New York Life Insurance Co San Francisco CA 07/2019 08/2020
Nylife Securities, Llc San Francisco CA 03/2020 08/2020
San Jose State University San Jose CA 08/2017 12/2019
Buckingham Strategic Wealth, Llc Clayton MO 08/2020 07/2024
Focus Partners Wealth, Llc Boston MA 07/2024 07/2025
Morgan Stanley San Jose CA 07/2025 Present
Brooker Wealth Management Oakland CA 12/2025 Present
Peak 360 Wealth Management Oakland CA 12/2025 Present
  • 10/2013 → 10/2019
    Intellectual Property Law Group
    San Jose, CA
  • 07/2019 → 08/2020
    New York Life Insurance Co
    San Francisco, CA
  • 03/2020 → 08/2020
    Nylife Securities, Llc
    San Francisco, CA
  • 08/2017 → 12/2019
    San Jose State University
    San Jose, CA
  • 08/2020 → 07/2024
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 07/2024 → 07/2025
    Focus Partners Wealth, Llc
    Boston, MA
  • 07/2025 → Present
    Morgan Stanley
    San Jose, CA
  • 12/2025 → Present
    Brooker Wealth Management
    Oakland, CA
  • 12/2025 → Present
    Peak 360 Wealth Management
    Oakland, CA
Previous Registrations
  • 2024-07-02 → 2025-07-10
    Focus Partners Wealth, Llc
    Morgan Hill, CA
    St. Louis, MO
  • 2020-11-16 → 2024-11-14
    Buckingham Strategic Wealth, Llc
    Morgan Hill, CA
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-14
  • S65 Uniform Investment Adviser Law Examination
    2020-11-14
Designations

View on SEC IAPD

Other Firms

INFINITY FINANCIAL SERVICES ADVISORY
CETERA INVESTMENT ADVISERS LLC
HOODOO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
FM CAPITAL GROUP
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC
FINANCIAL AVENGERS, INC.

Other Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
Mark CHRISTOPHER DeVito
Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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