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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-05-15
  • MD RA
    APPROVED
    Since 2012-05-15

Branch Locations

5550 Sterett Pl Ste 216, Columbia, MD 21044 • United States

Severn, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia MD 05/2005 03/2020
Ameriprise Financial Services, Llc Columbia MD 03/2020 Present
Other Businesses

Board of Directors; Sand Cay HOA; Treasurer; 711 Mooring Road, , Ocean City, MD, 21842; Not Investment-Related; 04/06/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TMCH LLC; Financial Advisor - Supporting advisory franchise practice; ; 5550 Sterrett Place ste 216, , Columbia, MD, 21044; Investment-Related; 02/23/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-16
S63 Uniform Securities Agent State Law Examination 2011-01-14
  • S66 Uniform Combined State Law Examination
    2011-11-16
  • S63 Uniform Securities Agent State Law Examination
    2011-01-14
Other Names
  • Christina Frances Leach

View on SEC IAPD

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