Angela Kawai Chan

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 04/2021
  Morgan Stanley
  Boston, MA
• 02/2019 → 01/2021
  Neiman Marcus
  Boston, MA
• 10/2018 → 01/2019
  Anne Fontaine
  Boston, MA
• 08/2015 → 02/2017
  Kate Spade New York
  Boston, MA
• 02/2017 → 08/2018
  Saks Fifth Avenue
  Boston, MA
• 11/2019 → 04/2021
  Morgan Stanley Private Bank, N.A
  New York, NY
• 06/2021 → 11/2024
  Pruco Securities, Llc.
  Marlborough, MA
• 07/2021 → Present
  Prudential Insurance Company Of America
  Marlborough, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Marlborough, MA

Previous Registrations

• 2021-08-25 → 2024-11-14
  Pruco Securities, Llc.
  Marlborough, MA
• 2020-01-10 → 2021-03-29
  Morgan Stanley
  Boston, MA
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2020-01-10

Other Names

• Angela Kawai Chan
• Angela Ka Wai Chan