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Inactive

Benjamin R Mueller

Mariner

Los Angeles, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-01
  • CA RA
    APPROVED
    Since 2024-10-01

Branch Locations

2121 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 07/2019 07/2021
California State Univserity - Channel Islands Camarillo CA 08/2017 05/2019
Ten-X Irvine CA 11/2016 07/2017
Jpmorgan Chase Bank, N.A. Westlake Village CA 08/2021 02/2022
J.P. Morgan Securities Llc Westlake Village CA 08/2021 02/2022
Planmember Financial Corporation Carpinteria CA 07/2019 07/2021
Saddleback College Mission Viejo CA 08/2010 12/2016
Unemployed Mission Viejo CA 06/2019 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 08/2022 06/2024
Unemployed Oxnard CA 02/2022 08/2022
Bank Of America N.A. Westlake Village CA 11/2022 06/2024
Mariner Wealth Advisors Overland Park KS 07/2024 Present
Mariner Wealth Advisors Overland Park KS 09/2024 Present
  • 07/2019 → 07/2021
    Planmember Securities Corporation
    Carpinteria, CA
  • 08/2017 → 05/2019
    California State Univserity - Channel Islands
    Camarillo, CA
  • 11/2016 → 07/2017
    Ten-X
    Irvine, CA
  • 08/2021 → 02/2022
    Jpmorgan Chase Bank, N.A.
    Westlake Village, CA
  • 08/2021 → 02/2022
    J.P. Morgan Securities Llc
    Westlake Village, CA
  • 07/2019 → 07/2021
    Planmember Financial Corporation
    Carpinteria, CA
  • 08/2010 → 12/2016
    Saddleback College
    Mission Viejo, CA
  • 06/2019 → 06/2019
    Unemployed
    Mission Viejo, CA
  • 08/2022 → 06/2024
    Westlake Village, CA
  • 02/2022 → 08/2022
    Unemployed
    Oxnard, CA
  • 11/2022 → 06/2024
    Bank Of America N.A.
    Westlake Village, CA
  • 07/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 09/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
S63 Uniform Securities Agent State Law Examination 2020-10-08
  • S66 Uniform Combined State Law Examination
    2023-02-17
  • S63 Uniform Securities Agent State Law Examination
    2020-10-08
Other Names
  • Benjamin Robert Mueller
  • Benjamin Mueller

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