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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-01 |
Branch Locations
2121 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 07/2019 | 07/2021 |
| California State Univserity - Channel Islands | Camarillo | CA | 08/2017 | 05/2019 |
| Ten-X | Irvine | CA | 11/2016 | 07/2017 |
| Jpmorgan Chase Bank, N.A. | Westlake Village | CA | 08/2021 | 02/2022 |
| J.P. Morgan Securities Llc | Westlake Village | CA | 08/2021 | 02/2022 |
| Planmember Financial Corporation | Carpinteria | CA | 07/2019 | 07/2021 |
| Saddleback College | Mission Viejo | CA | 08/2010 | 12/2016 |
| Unemployed | Mission Viejo | CA | 06/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 08/2022 | 06/2024 |
| Unemployed | Oxnard | CA | 02/2022 | 08/2022 |
| Bank Of America N.A. | Westlake Village | CA | 11/2022 | 06/2024 |
| Mariner Wealth Advisors | Overland Park | KS | 07/2024 | Present |
| Mariner Wealth Advisors | Overland Park | KS | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-08 |
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