Best Investors Account Sign in

Joseph Lee Griffin

Synovus Securities, Inc.

Birmingham, AL

Claim This Profile
Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-21
AL RA APPROVED 2020-08-31
  • FL RA
    APPROVED
    Since 2022-03-21
  • AL RA
    APPROVED
    Since 2020-08-31

Branch Locations

800 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Bank Birmingham AL 06/2015 08/2019
Synovus Bank Birmingham FL 07/2019 01/2026
Synovus Securities Birmingham AL 07/2019 Present
Pinnacle Bank Birmingham AL 01/2026 Present
  • 06/2015 → 08/2019
    Synovus Bank
    Birmingham, AL
  • 07/2019 → 01/2026
    Synovus Bank
    Birmingham, FL
  • 07/2019 → Present
    Synovus Securities
    Birmingham, AL
  • 01/2026 → Present
    Pinnacle Bank
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
  • S66 Uniform Combined State Law Examination
    2020-08-31

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
PMD ADVISORY
CETERA INVESTMENT ADVISERS LLC
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor