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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-27 |
| TX | RA | APPROVED | 2022-10-25 |
Branch Locations
3424 Peachtree Road Ne, 11Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alexsander Academy | Alpharetta | GA | 08/2014 | 05/2019 |
| Accumen Fiscal Agent | Milton | GA | 08/2015 | 12/2020 |
| Fidelity Brokerage Services Llc | Alpharetta | GA | 07/2019 | 12/2019 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2021 | 05/2022 |
| Maplebear | Cumming | GA | 12/2019 | 03/2020 |
| Brimstone Tavern/Southern Staffing Benefits Corp | Alpharetta | GA | 10/2020 | 12/2020 |
| Morgan Stanley | Alpharetta | GA | 02/2021 | 04/2022 |
| Self Employed- Rover, Instacart, Doordash | Cumming | GA | 01/2020 | 12/2020 |
| Fidelity Investments | Alpharetta | GA | 07/2019 | 12/2019 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 05/2022 | Present |
| J.P. Morgan Securities Llc | Atlanta | GA | 05/2022 | Present |
| Unemployed | Cumming | GA | 06/2019 | 06/2019 |
| Unemployed | Cumming | GA | 01/2021 | 01/2021 |
| Hs Brands Global | Woodstock | GA | 08/2024 | Present |
Entity Name: HS Brands Global Investment related: No Address: Woodstock,Georgia,30188 hsbrands.com Nature of the other business: Brand Protection Position/Title/Relationship: Employer/Contractor Start Date: 08/07/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Evaluation of services Entity Name: Service Evaluation Concepts Investment related: No "Address: Service Evaluation 237 W 35th Street Floor 12 A New York, NY 10001 www.serviceevaluation.com" Nature of the other business: Market Research Position/Title/Relationship: Employee/Contractor Start Date: 03/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Independent contractor performing evaluations as mystery shopper (such as fast food, oil change)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-14 |
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