Carl Anthony Wiggins

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 07/2019 → Present
  Bank Of America N.A.
  Houston, TX
• 10/2018 → 07/2019
  Unemployed
  Humble, TX
• 07/2018 → 10/2018
  Lone Star College
  Kingwood, TX
• 02/2018 → 07/2018
  Unemployed
  Humble, TX
• 02/2011 → 02/2018
  Capital One Bank
  Houston, TX

Other Businesses

I*2406298, Entity Type: Entity Charitable, Name of OBA: Salvation Church, Address: Katy, Texas, 77493, Investment Related: N, Position, Title, Association: Director, Employee State Date: 06/01/2025, No Hours: 14 Weekly, No Hours during Trading: 0 Weekly, Duties: Salvation Church will function as a place of worship and resource for spiritual guidance. The church will begin online. The church will be formed as a 501(c)(3) where I will serve as Executive Director and Senior Pastor. The church will accept donations for church projects and expenses.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-23

Other Names

• Carl Wiggins
• Carl Anthony Wiggins