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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-07-14 |
| PA | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED_RES | 2025-10-31 |
| WA | RA | APPROVED | 2025-10-03 |
| FL | RA | APPROVED | 2024-11-01 |
| CA | RA | APPROVED | 2023-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 07/2019 | 07/2022 |
| J.P. Morgan Securities Llc | San Jose | CA | 07/2019 | 07/2022 |
| Unemployed | San Jose | CA | 01/2018 | 06/2019 |
| Columbia University | New York | NY | 08/2014 | 12/2017 |
| Hsbc Securities (Usa) Inc. | Cupertino | CA | 08/2022 | Present |
| Hsbc Bank Usa, N.A. | Cupertino | CA | 07/2022 | Present |
1. The name of the other business - HafenDew LLC 2. Whether the business is investment-related: No 3. The address of the other business - 2355 Lass Dr. Santa Clara, CA 95054 4. The nature of the other business: Social networking-relationship App 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: owner 8. The start date of your relationship: 3/27/2025 - Estimated date 9. The approximate number of hours/month you devote to the other business: around 50 hours per year (around 4hrs per month) 10. The number of hours you devote to the other business during securities trading hours: 0-as I only spend time on weekends 11. Briefly describe your duties relating to the other business: Involved in the ideas and requirement findings for a relationship app based on my personal experience. Offering ideas and insights to enhance the app's experience. I participate with brainstorming how the romantic relationship works in all perspectives and how it can related with apps to help.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-28 |
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