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Jane Sunflower Stephan

Hsbc Securities (Usa) Inc.

Cupertino, CA

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-14
PA RA APPROVED 2026-06-09
TX RA APPROVED_RES 2025-10-31
WA RA APPROVED 2025-10-03
FL RA APPROVED 2024-11-01
CA RA APPROVED 2023-08-07
  • WI RA
    APPROVED
    Since 2026-07-14
  • PA RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED_RES
    Since 2025-10-31
  • WA RA
    APPROVED
    Since 2025-10-03
  • FL RA
    APPROVED
    Since 2024-11-01
  • CA RA
    APPROVED
    Since 2023-08-07

Branch Locations

10297 S. De Anza Blvd, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Jose CA 07/2019 07/2022
J.P. Morgan Securities Llc San Jose CA 07/2019 07/2022
Unemployed San Jose CA 01/2018 06/2019
Columbia University New York NY 08/2014 12/2017
Hsbc Securities (Usa) Inc. Cupertino CA 08/2022 Present
Hsbc Bank Usa, N.A. Cupertino CA 07/2022 Present
  • 07/2019 → 07/2022
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 07/2019 → 07/2022
    J.P. Morgan Securities Llc
    San Jose, CA
  • 01/2018 → 06/2019
    Unemployed
    San Jose, CA
  • 08/2014 → 12/2017
    Columbia University
    New York, NY
  • 08/2022 → Present
    Cupertino, CA
  • 07/2022 → Present
    Hsbc Bank Usa, N.A.
    Cupertino, CA
Other Businesses

1. The name of the other business - HafenDew LLC 2. Whether the business is investment-related: No 3. The address of the other business - 2355 Lass Dr. Santa Clara, CA 95054 4. The nature of the other business: Social networking-relationship App 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: owner 8. The start date of your relationship: 3/27/2025 - Estimated date 9. The approximate number of hours/month you devote to the other business: around 50 hours per year (around 4hrs per month) 10. The number of hours you devote to the other business during securities trading hours: 0-as I only spend time on weekends 11. Briefly describe your duties relating to the other business: Involved in the ideas and requirement findings for a relationship app based on my personal experience. Offering ideas and insights to enhance the app's experience. I participate with brainstorming how the romantic relationship works in all perspectives and how it can related with apps to help.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-07
S63 Uniform Securities Agent State Law Examination 2019-08-28
  • S66 Uniform Combined State Law Examination
    2023-08-07
  • S63 Uniform Securities Agent State Law Examination
    2019-08-28
Other Names
  • Xia Zhao
  • Jane Zhao
  • Jane Baer
  • Jane S Baer
  • Sunflower J Baer
  • Jane Sunflower Baer
  • Jane Stephan
  • Jane Sunflower Stephan

View on SEC IAPD

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