Jane Sunflower Stephan

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 07/2022
  Jpmorgan Chase Bank, N.A.
  San Jose, CA
• 07/2019 → 07/2022
  J.P. Morgan Securities Llc
  San Jose, CA
• 01/2018 → 06/2019
  Unemployed
  San Jose, CA
• 08/2014 → 12/2017
  Columbia University
  New York, NY
• 08/2022 → Present
  Hsbc Securities (Usa) Inc.
  Cupertino, CA
• 07/2022 → Present
  Hsbc Bank Usa, N.A.
  Cupertino, CA

Other Businesses

1. The name of the other business - HafenDew LLC 2. Whether the business is investment-related: No 3. The address of the other business - 2355 Lass Dr. Santa Clara, CA 95054 4. The nature of the other business: Social networking-relationship App 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: owner 8. The start date of your relationship: 3/27/2025 - Estimated date 9. The approximate number of hours/month you devote to the other business: around 50 hours per year (around 4hrs per month) 10. The number of hours you devote to the other business during securities trading hours: 0-as I only spend time on weekends 11. Briefly describe your duties relating to the other business: Involved in the ideas and requirement findings for a relationship app based on my personal experience. Offering ideas and insights to enhance the app's experience. I participate with brainstorming how the romantic relationship works in all perspectives and how it can related with apps to help.

Exams

• S66 Uniform Combined State Law Examination
  2023-08-07
• S63 Uniform Securities Agent State Law Examination
  2019-08-28

Other Names

• Xia Zhao
• Jane Zhao
• Jane Baer
• Jane S Baer
• Sunflower J Baer
• Jane Sunflower Baer
• Jane Stephan
• Jane Sunflower Stephan