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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-07-01 |
Branch Locations
600 E. 96Th Street Suite 130, Indianapolis, IN 46240 • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Wise | Indianapolis | IN | 11/2022 | 01/2024 |
| Northwestern Mutual Investment Services Llc | Indianapolis | IN | 11/2022 | 01/2024 |
| Unemployed | Indianapolis | IN | 12/2021 | 10/2022 |
| An Exceptional Life Financial Llc | Indianapolis | IN | 10/2021 | 12/2021 |
| Unemployed | Indianapolis | IN | 05/2021 | 10/2021 |
| Charles Schwab | Indianapolis | IN | 07/2019 | 05/2021 |
| Fifth Third Bank | Bloomington | IN | 07/2018 | 09/2018 |
| Menards | Bloomington | IN | 09/2016 | 05/2017 |
| Student | Bloomington | IN | 08/2015 | 07/2019 |
| Mark Wise | Indianapolis | IN | 10/2022 | 11/2022 |
| Buckingham Strategic Wealth, Llc | Clayton | MO | 01/2024 | 06/2024 |
| Focus Partners Wealth, Llc | Clayton | MO | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-10 |
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