Best Investors Account Sign in

Juana Elizabeth Juarez

Ubs Financial Services Inc.

Houston, TX

Katy, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-09
  • TX RA
    APPROVED
    Since 2023-02-09

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 04/2020 10/2020
Goldman Sachs Richardson TX 07/2019 04/2020
Navy Federal Credit Union Katy TX 05/2018 07/2019
Student- Unviersity Of Houston Downtown Houston TX 12/2017 04/2018
One Main Financial Houston TX 04/2017 11/2017
Prosperity Bank Balch Springs/Houston TX 04/2015 04/2017
Bny Mellon Houston TX 03/2022 07/2022
Sentinel Trust Houston TX 11/2020 02/2022
Ubs Financial Services.iNc Houston TX 08/2022 Present
  • 04/2020 → 10/2020
    Td Ameritrade
    Southlake, TX
  • 07/2019 → 04/2020
    Goldman Sachs
    Richardson, TX
  • 05/2018 → 07/2019
    Navy Federal Credit Union
    Katy, TX
  • 12/2017 → 04/2018
    Student- Unviersity Of Houston Downtown
    Houston, TX
  • 04/2017 → 11/2017
    One Main Financial
    Houston, TX
  • 04/2015 → 04/2017
    Prosperity Bank
    Balch Springs/Houston, TX
  • 03/2022 → 07/2022
    Bny Mellon
    Houston, TX
  • 11/2020 → 02/2022
    Sentinel Trust
    Houston, TX
  • 08/2022 → Present
    Ubs Financial Services.iNc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
S63 Uniform Securities Agent State Law Examination 2020-06-18
  • S66 Uniform Combined State Law Examination
    2023-01-30
  • S63 Uniform Securities Agent State Law Examination
    2020-06-18
Other Names
  • Juana Elizabeth Juarez
  • Juana Elizabeth Juarez
  • Juana Juarez
  • Juana E Juarez

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL
TRI-STAR ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor