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Emmanuel Ricardo Sifuentes

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-09
TX RA APPROVED 2020-05-22
  • FL RA
    APPROVED
    Since 2021-08-09
  • TX RA
    APPROVED
    Since 2020-05-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 07/2019 Present
University Of Texas At Dallas Dallas TX 08/2017 05/2019
Keg 1Oneal Llc Weatherford TX 12/2012 06/2019
Charles Schwab Bank, Ssb Westlake TX 05/2021 Present
  • 07/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 08/2017 → 05/2019
    University Of Texas At Dallas
    Dallas, TX
  • 12/2012 → 06/2019
    Keg 1Oneal Llc
    Weatherford, TX
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-22
  • S66 Uniform Combined State Law Examination
    2020-05-22
Designations
Other Names
  • Emmanuel Sifuentes

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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