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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-11-07 |
Branch Locations
Grand Blanc, MI • United States
Mayfield Heights, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Cleveland | OH | 07/2019 | Present |
| Jpm Chase | Cleveland | OH | 06/2013 | 07/2019 |
| Fifth Third Securities | Cleveland | OH | 07/2019 | Present |
Seemray LLC - Mayfield Heights, OH 44124 - Window sales - admin - 10 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------------------------- Argo, Inc. - Mayfield Heights, OH 44124 - construction supply sales - admin - 10 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-07 |
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