Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-11-14 |
| VA | RA | APPROVED | 2023-10-20 |
| NC | RA | APPROVED | 2023-05-15 |
| TX | RA | APPROVED | 2023-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2019 | Present |
| Virginia Polytechnic Institute & State University | Blacksburg | VA | 08/2015 | 05/2019 |
| Ann Inc. | Hampton | VA | 05/2018 | 08/2018 |
| Ann Inc. | Blacksburg | VA | 08/2018 | 05/2019 |
| Ann Inc. | Charlotte | NC | 06/2019 | 07/2019 |
| Ann Inc. | Hampton | VA | 05/2017 | 08/2017 |
| Virginia Polytechnic Institute & State University | Blacksburg | VA | 02/2018 | 05/2018 |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-20 |
Reach out to this advisor