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Patrick Tyrone Giddens Jr

Fisher Investments

Plano, TX

Plano, TX

CRD 7154459

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-12
  • TX RA
    APPROVED
    Since 2021-11-12

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6504 International Parkway, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2019 06/2020
Magnolia High School Magnolia TX 08/2018 05/2019
Sam Houston State University Huntsville TX 06/2014 08/2018
Unemployed Pointblank TX 06/2019 08/2019
Equitable Advisors, Llc New York NY 08/2019 11/2021
Fisher Investments Plano TX 11/2021 Present
  • 08/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2018 → 05/2019
    Magnolia High School
    Magnolia, TX
  • 06/2014 → 08/2018
    Sam Houston State University
    Huntsville, TX
  • 06/2019 → 08/2019
    Unemployed
    Pointblank, TX
  • 08/2019 → 11/2021
    New York, NY
  • 11/2021 → Present
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-22
S63 Uniform Securities Agent State Law Examination 2019-10-14
  • S65 Uniform Investment Adviser Law Examination
    2021-07-22
  • S63 Uniform Securities Agent State Law Examination
    2019-10-14

View on SEC IAPD

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