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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-05-02
  • NE RA
    APPROVED
    Since 2023-05-02

Branch Locations

17117 Burt Street Suite 300, Omaha, NE 68118 • United States

Papillion, NE • United States

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Werner Enterprises Inc. Omaha NE 06/2000 04/2019
First Command Fort Worth TX 07/2019 08/2020
Unemployed Papillion NE 04/2019 07/2019
Mutual Of Omaha Omaha NE 10/2020 Present
Unemployed Papillion NE 08/2020 10/2020
Mutual Of Omaha Investor Services Omaha NE 10/2020 Present
  • 06/2000 → 04/2019
    Werner Enterprises Inc.
    Omaha, NE
  • 07/2019 → 08/2020
    First Command
    Fort Worth, TX
  • 04/2019 → 07/2019
    Unemployed
    Papillion, NE
  • 10/2020 → Present
    Mutual Of Omaha
    Omaha, NE
  • 08/2020 → 10/2020
    Unemployed
    Papillion, NE
  • 10/2020 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Other Businesses

Insurance Agent - Start Date: 10/2020 - Non-investment Related - Insurance lines of business: Casualty, Credit, Life and Annuities, Pet, Prepaid, Legal, Property, Sickness, Accident and Health, Surety, Travel, Variable Contracts - Hours/per week during trading hours: 40 Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services Greater Omaha Chamber - Presidents Club - Start Date: 02/2026 - 808 Conagra Dr., Ste. 400, Omaha, NE 68102 - Assist with 401K/Group Benefits for Chamber Businesses that are members and help with membership of new and existing members. - 10-20 hours per month Sarpy Chamber of Commerce - Start Date: 09/2021 - Non-investment Related - Address: 1243 Golden Gate Dr #2, Papillion, NE 68046 - Celebrate Grand Openings of new and current businesses that are members of the chamber. - Title: Sarpy Chamber Ambassador - 5-10 hours per month DBA - Schroder Financial, LLC - 11/4/2024 - Owner/President/Financial Advisor - 17117 Burt St, Suite 300, Omaha, NE 68118 - Insurance lines of business: Casualty, Credit, Life and Annuities, Pet, Prepaid, Legal, Property, Sickness, Accident and Health, Surety, Travel, Variable Contracts - Investment: Retirement Plans, IRA's, 401K's - Hours/per week during trading hours: 40+ EZSAVIN - Clothing & Accessories - 6/1/2026 - Owner - 108 Fenwick Circle, Papillion, NE 68046, Website - online sales of clothing and accessories - Hours/per week during trading hours: 5-10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-28
S63 Uniform Securities Agent State Law Examination 2022-02-08
  • S65 Uniform Investment Adviser Law Examination
    2023-04-28
  • S63 Uniform Securities Agent State Law Examination
    2022-02-08

View on SEC IAPD

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