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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-17 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
1601 Mason Ave., Daytona Beach, FL 32117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Volusia County Schools | Deland | FL | 08/2009 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2019 | Present |
INDEPENDENT INSURANCE AGENT POSITION: Independent Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 08/05/2016 ADDRESS: 1601 Mason Avenue, Daytona Beach FL 32117, United States DESCRIPTION: Advise and sell Life, Health, and Fixed Annuity contracts/policies to prospective and existing clients. VOLUSIA COUNTY SCHOOLS POSITION: ESE Teacher NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 5 START DATE: 08/06/2009 ADDRESS: 200 N. Clara Avenue, DeLand FL 32117, United States DESCRIPTION: Educator tasked with scaffolding and differentiating standards for students with disabilities. O.V. WILLIAMS & ASSOCIATES POSITION: Financial Representative NATURE: DBA, INVESTMENT RELATED: Is Not Investment Related, START DATE: 2019-06-21, HOURS PER MONTH: 160 hours per month SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
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