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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-20
NY RA APPROVED 2022-11-28
  • TX RA
    APPROVED_RES
    Since 2025-05-20
  • NY RA
    APPROVED
    Since 2022-11-28

Branch Locations

40-28 College Point Blvd, Flushing, NY 11354 • United States

57-27 Main Street, Flushing, NY 11355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Great Neck NY 05/2017 Present
Hsbc Bank Usa, Na Flushing NY 11/2012 04/2017
Jp Morgan Securities Llc Great Neck NY 07/2019 Present
  • 05/2017 → Present
    Jp Morgan Chase Bank, N.A.
    Great Neck, NY
  • 11/2012 → 04/2017
    Hsbc Bank Usa, Na
    Flushing, NY
  • 07/2019 → Present
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
S63 Uniform Securities Agent State Law Examination 2019-09-25
  • S66 Uniform Combined State Law Examination
    2022-11-28
  • S63 Uniform Securities Agent State Law Examination
    2019-09-25
Other Names
  • Wei Cheng Yuan
  • Jack Yuan

View on SEC IAPD

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