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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
150-28 Union Turnpike, Flushing, NY 11367 • United States
23-56 Bell Boulevard, Bayside, NY 11360 • United States
149-37 14Th Avenue, Whitestone, NY 11357 • United States
72-44 Austin Street, Forest Hills, NY 11375 • United States
118-11 101St Avenue, South Richmond Hill, NY 11419 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
136-11 Roosevelt Avenue, Flushing, NY 11354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Securities, Inc | New York | NY | 12/2010 | 11/2016 |
| Capital One Investing, Llc | Wilmington | DE | 01/2017 | 04/2018 |
| Santander Bank, Na | Boston | MA | 04/2018 | Present |
| Santander Securities, Llc | Dorchester | MA | 04/2018 | 01/2023 |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-16 |
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