Richard Charles Lewis

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-16
CA	RA	APPROVED	2023-11-17

TX RA
APPROVED_RES

Since 2026-01-16
CA RA
APPROVED

Since 2023-11-17

Branch Locations

Hillsborough, CA • United States

4655 Old Ironside Drive Suite 420, Santa Clara, CA 95054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Evco Insurance Services Inc	Walnut Creek	CA	08/2009	Present
Massmutual Life Insurance Company	Santa Clara	CA	02/2010	Present
Mml Investors Services, Llc	Santa Clara	CA	03/2020	Present

08/2009 → Present

Evco Insurance Services Inc

Walnut Creek, CA
02/2010 → Present

Massmutual Life Insurance Company

Santa Clara, CA
03/2020 → Present

Mml Investors Services, Llc

Santa Clara, CA

Other Businesses

NAME: EVCO INSURANCE SERVICES, INC INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL HEALTH, GROUP HEALTH POSITION: SALES/ AGENT START DATE: 08/2009 NO HRS/MO:2.5 NO HRS/MO DUR TRADING: 0 (2) NAME: CPS/INTEGRATED MARKETING & INSURANCE SERVICES INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE, GROUP HEALTH POSITION: SALES/AGENT START DATE: 01/2019 NO HRS/MO: 2.5 NO HRS/MO DUR TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-31

S66 Uniform Combined State Law Examination

2023-10-31

Other Names

Richard Lewis

View on SEC IAPD