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Christopher Hayes

Mml Investors Services, LLC

Mckinney, TX

Dallas, TX

CRD 7153968

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
  • TX RA
    APPROVED
    Since 2024-05-30

Branch Locations

Mckinney, TX • United States

14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Addison TX 08/2019 12/2023
Northwestern Mutual Investment Services Llc Addison TX 11/2019 12/2023
Nike Little Rock AR 04/2015 07/2018
Ouachita Baptist University Arkadelphia AR 08/2015 05/2019
Unemployed Na TX 05/2019 08/2019
Northwestern Mutual Wealth Management Company Addison TX 04/2022 12/2023
Massmutual Life Insurance Co Dallas TX 12/2023 Present
Mml Investors Services, Llc Dallas TX 01/2024 Present
  • 08/2019 → 12/2023
    Northwestern Mutual Life Insurance Company
    Addison, TX
  • 11/2019 → 12/2023
    Northwestern Mutual Investment Services Llc
    Addison, TX
  • 04/2015 → 07/2018
    Nike
    Little Rock, AR
  • 08/2015 → 05/2019
    Ouachita Baptist University
    Arkadelphia, AR
  • 05/2019 → 08/2019
    Unemployed
    Na, TX
  • 04/2022 → 12/2023
    Northwestern Mutual Wealth Management Company
    Addison, TX
  • 12/2023 → Present
    Massmutual Life Insurance Co
    Dallas, TX
  • 01/2024 → Present
    Dallas, TX
Other Businesses

NAME: CHRIS HAYES INSURANCE INV REL: Y ADD: 14241 DALLAS PKWY SUITE 1200 TX 75452 NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: INSURANCE SALESMAN START DATE: 12/15/2023 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 5. DESCRIBE DUTIES: PROVIDE LIFE INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE TO CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2021-06-15
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2021-06-15
Other Names
  • Christopher Hayes
  • Chris Hayes

View on SEC IAPD

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