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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-30 |
Branch Locations
14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Addison | TX | 08/2019 | 12/2023 |
| Northwestern Mutual Investment Services Llc | Addison | TX | 11/2019 | 12/2023 |
| Nike | Little Rock | AR | 04/2015 | 07/2018 |
| Ouachita Baptist University | Arkadelphia | AR | 08/2015 | 05/2019 |
| Unemployed | Na | TX | 05/2019 | 08/2019 |
| Northwestern Mutual Wealth Management Company | Addison | TX | 04/2022 | 12/2023 |
| Massmutual Life Insurance Co | Dallas | TX | 12/2023 | Present |
| Mml Investors Services, Llc | Dallas | TX | 01/2024 | Present |
NAME: CHRIS HAYES INSURANCE INV REL: Y ADD: 14241 DALLAS PKWY SUITE 1200 TX 75452 NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: INSURANCE SALESMAN START DATE: 12/15/2023 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 5. DESCRIBE DUTIES: PROVIDE LIFE INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-15 |
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