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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-02-06 |
| DC | RA | APPROVED | 2024-10-11 |
| LA | RA | APPROVED | 2024-10-10 |
| MA | RA | APPROVED | 2024-09-26 |
| CT | RA | APPROVED | 2024-09-24 |
| PA | RA | APPROVED | 2024-09-24 |
| AZ | RA | APPROVED | 2024-09-11 |
| FL | RA | APPROVED | 2024-09-03 |
| GA | RA | APPROVED | 2024-09-03 |
| CA | RA | APPROVED | 2024-08-30 |
| CO | RA | APPROVED | 2024-08-30 |
| KS | RA | APPROVED | 2024-08-30 |
| ME | RA | APPROVED | 2024-08-30 |
| MI | RA | APPROVED | 2024-08-30 |
| MO | RA | APPROVED | 2024-08-30 |
| NY | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED | 2024-08-30 |
| VA | RA | APPROVED | 2024-08-30 |
Branch Locations
6405 Metcalf Avenue Building 3, Suite 220, Overland Park, KS 66202 • United States
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Companion Protect | Leawood | KS | 03/2018 | 05/2019 |
| Arthur J Gallagher | Kansas City | MO | 01/2017 | 03/2018 |
| Tencap Sports | Canton | MA | 09/2012 | 12/2016 |
| Unemployed | Kansas City | MO | 05/2019 | 07/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2019 | 08/2024 |
| Northwestern Mutual Investment Services Llc | Olathe | KS | 07/2019 | 08/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2019 | 08/2024 |
| Guardian Life Insurance | San Diego | CA | 08/2024 | Present |
| Park Avenue Securities | San Diego | CA | 08/2024 | Present |
| Guardian Life Insurance Company | Kansas City | MO | 09/2024 | 11/2024 |
| Park Avenue Securities | Kansas City | MO | 09/2024 | 11/2024 |
| Guardian Life Insurance Company | Fiarway | KS | 09/2024 | 11/2024 |
| Park Avenue Securities | Fairway | KS | 09/2024 | 11/2024 |
| Guardian Life Insurance Company | Overland Park | KS | 11/2024 | Present |
| Park Avenue Securities | Overland Park | KS | 11/2024 | Present |
1. 100% OWNER, 2015 GRAND BLVD APT 426, 2015 GRAND BLVD APT 426, KANSAS CITY, , MISSOURI, 64108, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS WAS MY RESIDENCE BEFORE MOVING IN WITH MY WIFE. WE COULDN'T SELL IT SO WE DECIDED TO RENT IT OUT TO COVER THE MORTGAGE. SINCE THE RENTERS MOVED IN I HAVE YET TO DO ANYTHING, Non Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-09-19 |
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