Nicholas Michael Kroll

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 11/2024
  Pruco Securities, Llc.
  St Louis, MO
• 05/2018 → 03/2019
  Aflac
  Saint Louis, MO
• 08/2015 → 05/2019
  Missouri State University
  Springfield, MO
• 12/2015 → 01/2019
  Under Armour
  Chesterfield, MO
• 05/2017 → 08/2017
  Cutco Cutlery
  Creve Couer, MO
• 02/2019 → Present
  Doordash
  Richmond Heights, MO
• 10/2019 → Present
  Prudential Insurance Company Of America
  St. Louis, MO
• 11/2024 → Present
  Lpl Enterprise, Llc
  St. Louis, MO

Previous Registrations

• 2019-11-04 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2019-09-20

Other Names

• Nick Michael Kroll