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Nicholas Michael Kroll

LPl Enterprise, LLC

St Louis, MO

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. St Louis MO 06/2019 11/2024
Aflac Saint Louis MO 05/2018 03/2019
Missouri State University Springfield MO 08/2015 05/2019
Under Armour Chesterfield MO 12/2015 01/2019
Cutco Cutlery Creve Couer MO 05/2017 08/2017
Doordash Richmond Heights MO 02/2019 Present
Prudential Insurance Company Of America St. Louis MO 10/2019 Present
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
  • 06/2019 → 11/2024
    Pruco Securities, Llc.
    St Louis, MO
  • 05/2018 → 03/2019
    Aflac
    Saint Louis, MO
  • 08/2015 → 05/2019
    Missouri State University
    Springfield, MO
  • 12/2015 → 01/2019
    Under Armour
    Chesterfield, MO
  • 05/2017 → 08/2017
    Cutco Cutlery
    Creve Couer, MO
  • 02/2019 → Present
    Doordash
    Richmond Heights, MO
  • 10/2019 → Present
    Prudential Insurance Company Of America
    St. Louis, MO
  • 11/2024 → Present
    Lpl Enterprise, Llc
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
  • S66 Uniform Combined State Law Examination
    2019-09-20
Other Names
  • Nick Michael Kroll

View on SEC IAPD

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