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Maurice Axavier Jones

Cetera Investment Advisers LLC

Saint Paul, MN

CRD 7153718

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-05
  • MN RA
    APPROVED
    Since 2025-09-05

Branch Locations

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Advisory Services St Paul MN 07/2019 09/2025
Mndot (Minnesota Department Of Transportation) St Paul MN 10/2018 12/2020
Maurice Jones Dba Ascension Financial Services St Paul MN 03/2018 Present
Greenwood Hospitality Management Minneapolis MN 10/2017 05/2018
Jackson Hewitt Minneapolis MN 12/2014 04/2018
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/2019 → 09/2025
    Avantax Advisory Services
    St Paul, MN
  • 10/2018 → 12/2020
    Mndot (Minnesota Department Of Transportation)
    St Paul, MN
  • 03/2018 → Present
    Maurice Jones Dba Ascension Financial Services
    St Paul, MN
  • 10/2017 → 05/2018
    Greenwood Hospitality Management
    Minneapolis, MN
  • 12/2014 → 04/2018
    Jackson Hewitt
    Minneapolis, MN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-01-01 → 2025-09-05
    Avantax Advisory Services
    Saint Paul, MN
    Dallas, TX
    Saint Paul, MN
Other Businesses

1) ASCENSION FINANCIAL SERVICES PLC POSITION: Owner NATURE: We provide a host of financial coaching, business process accounting, tax and investment advisory services to individuals, small businesses, non-profits and government organizations. We enhance the professional service field by utilizing talent from protected groups and underrepresented communities. Our value is aligned with inclusion and equity in mind. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2018 ADDRESS: 1702 Laurel Ave, Unit 8, Saint Paul MN 55104, United States DESCRIPTION: My duties includes managing staff and running the daily operations of the business and work as a tax accountant, enrolled agent and business manager.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-30
  • S65 Uniform Investment Adviser Law Examination
    2022-12-30
Other Names
  • Maurice Jones

View on SEC IAPD

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