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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Advisory Services | St Paul | MN | 07/2019 | 09/2025 |
| Mndot (Minnesota Department Of Transportation) | St Paul | MN | 10/2018 | 12/2020 |
| Maurice Jones Dba Ascension Financial Services | St Paul | MN | 03/2018 | Present |
| Greenwood Hospitality Management | Minneapolis | MN | 10/2017 | 05/2018 |
| Jackson Hewitt | Minneapolis | MN | 12/2014 | 04/2018 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ASCENSION FINANCIAL SERVICES PLC POSITION: Owner NATURE: We provide a host of financial coaching, business process accounting, tax and investment advisory services to individuals, small businesses, non-profits and government organizations. We enhance the professional service field by utilizing talent from protected groups and underrepresented communities. Our value is aligned with inclusion and equity in mind. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2018 ADDRESS: 1702 Laurel Ave, Unit 8, Saint Paul MN 55104, United States DESCRIPTION: My duties includes managing staff and running the daily operations of the business and work as a tax accountant, enrolled agent and business manager.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-30 |
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