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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

657 Lincoln Ave, Cadiz, OH 43907-9498 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-12-15
  • OH RA
    APPROVED
    Since 2021-12-15

Branch Locations

Cadiz 657 Lincoln Avenue, Cadiz, OH 43907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington National Bank St Clairsville OH 09/2018 12/2019
Auto Choice Moundsville WV 09/2015 09/2018
The Huntington Investment Company Columbus OH 09/2019 12/2019
West Liberty University West Liberty WV 03/2016 10/2017
The Huntington Investment Company Columbus OH 12/2019 08/2022
The Huntington National Bank St. Clairsville OH 12/2019 08/2022
The Huntington Investment Company Columbus OH 08/2022 Present
Ameriprise Financial Services, Llc Cadiz OH 06/2026 Present
Other Businesses

JOHN MARSHALL HIGH SCHOOL POSITION: Clock Operator NATURE: Sports and Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2020 ADDRESS: 1300 Wheeling Ave, Glen Dale WV 26038, United States DESCRIPTION: Operating scoreboard and clock for John Marshall High School home basketball games.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-13
S63 Uniform Securities Agent State Law Examination 2019-10-21
  • S65 Uniform Investment Adviser Law Examination
    2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    2019-10-21
Designations
  • Certified Financial Planner
Other Names
  • Zach Thomas Smith

View on SEC IAPD

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