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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-11 |
| DC | RA | APPROVED | 2025-06-09 |
| TX | RA | APPROVED | 2025-05-30 |
| VA | RA | APPROVED | 2025-05-27 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Virginia Beach | VA | 08/2024 | 05/2025 |
| Norfolk Academy | Virginia Beach | VA | 01/2012 | 05/2019 |
| University Of Virginia | Charlottesville | VA | 08/2019 | 05/2024 |
| King Tide Charters, Llc | Virginia Beach | VA | 06/2021 | Present |
| Bb&T Scott And String | Virginia Beach | VA | 05/2019 | 08/2019 |
| Wilbanks Smith And Thomas Asset Management | Norfolk | VA | 01/2021 | 12/2021 |
| Bank Of America, N.A. | Virginia Beach | VA | 08/2024 | 05/2025 |
| Morgan Stanley | Washington | DC | 05/2025 | Present |
639910 - King Tide Charters, LLC; Investment Related - No; Virginia Beach, Virginia; Fishing Charter and Aquatic Services; I am the captain and owner of the Vessel(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2021; During Business Hours: 0; After Business Hours: 20; Labor/Service, Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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