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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-03-31 |
| TX | RA | APPROVED | 2024-02-21 |
| CA | RA | APPROVED | 2023-09-08 |
Branch Locations
3960 E. Thousand Oaks Blvd, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keller Williams | Westlake Village | CA | 01/2019 | 06/2019 |
| Coldwell Banker | Malibu | CA | 01/2018 | 01/2019 |
| Tesla Motors | Los Angeles | CA | 03/2013 | 11/2016 |
| J.P. Morgan Securities Llc | Westlake Village | CA | 07/2019 | 12/2022 |
| Jpmorgan Chase Bank, N.A. | Westlake Village | CA | 07/2019 | 12/2022 |
| John Aaroe Group | Pasadena | CA | 01/2016 | 12/2017 |
| Chase Metals | Beverly Hills | CA | 04/2019 | 04/2019 |
| Wells Fargo Clearing Services, Llc | Thousand Oaks | CA | 01/2023 | 08/2023 |
| Wells Fargo Bank, Na | Thousand Oaks | CA | 01/2023 | 08/2023 |
| Wells Fargo Clearing Services, Llc | Thousand Oaks | CA | 01/2023 | 02/2023 |
| J.P. Morgan Securities Llc | Westlake Village | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Westlake Village | CA | 09/2023 | Present |
| Darthkoopa, | Moorpark | CA | 01/2020 | 07/2023 |
| Giant Partners | Thousand Oaks | CA | 05/2019 | 06/2019 |
| Nrt Llc | Thousand Oaks | CA | 01/2018 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-30 |
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