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Michael Cappelletti

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-08
NC RA APPROVED 2024-04-16
SC RA APPROVED 2024-04-16
  • TX RA
    APPROVED
    Since 2024-05-08
  • NC RA
    APPROVED
    Since 2024-04-16
  • SC RA
    APPROVED
    Since 2024-04-16

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Temps Charlote NC 07/2016 11/2016
Mad Vapes Charlotte NC 11/2016 09/2018
Belfast Mill And Cotton Room Charlotte NC 07/2018 05/2019
Brighthouse Financial Charlotte NC 05/2019 12/2020
Lpl Financial Llc Fort Mill SC 01/2021 Present
  • 07/2016 → 11/2016
    Adp Temps
    Charlote, NC
  • 11/2016 → 09/2018
    Mad Vapes
    Charlotte, NC
  • 07/2018 → 05/2019
    Belfast Mill And Cotton Room
    Charlotte, NC
  • 05/2019 → 12/2020
    Brighthouse Financial
    Charlotte, NC
  • 01/2021 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-16
S63 Uniform Securities Agent State Law Examination 2019-10-23
  • S65 Uniform Investment Adviser Law Examination
    2024-04-16
  • S63 Uniform Securities Agent State Law Examination
    2019-10-23
Other Names
  • Michael Cappelletti
  • Michael Vincent Cappelletti

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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