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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-04-28 |
| TX | RA | APPROVED_RES | 2025-04-23 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Robin | Charlotte | NC | 07/2016 | 09/2016 |
| Unemployed | Charlotte | NC | 09/2016 | 05/2017 |
| Shipt, Inc. | Charlotte | NC | 05/2017 | 05/2019 |
| Brighthouse Financial | Charlotte | NC | 05/2019 | 04/2025 |
| Fisher Investments | Plano | TX | 04/2025 | Present |
Herrin Ave LLC No 3713 Densmore Dr Address 2: City: Charlotte State: North Carolina Zip: 28205 Rental Property Owner 05/20/2023 8 hours a month 0 Administrative duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-24 |
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