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18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-24 |
Branch Locations
18W140 Butterfield Road 16Th Floor, Oakbrook Terrace, IL 60181 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Villanova | PA | 07/2009 | 05/2018 |
| Unemployed | Chicago | IL | 05/2018 | 10/2018 |
| Athletico | Chicago | IL | 10/2018 | 03/2019 |
| Unemployed | Chicago | IL | 06/2019 | 07/2019 |
| St Louis Cardinals | St Louis | MO | 03/2019 | 06/2019 |
| Northwestern Mutual Life Insurance Company | Chicago | IL | 07/2019 | 05/2021 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 07/2019 | 05/2021 |
| Northwestern Mutual Wealth Management Company | Chicago | IL | 10/2019 | 05/2021 |
| Bash Sports Academy | Chicago | IL | 01/2020 | 03/2024 |
| Massmutual Life Insurance Company | Chicago | IL | 04/2021 | 03/2024 |
| Mml Investor Services, Llc | Chicago | IL | 05/2021 | 03/2024 |
| Goldstone Financial Group, Llc | Oakbrook Terrace | IL | 04/2024 | Present |
1) NAME: Bash Sports Academy INV REL: N ADD: 2617 W Fletcher St, Chicago, IL 60618 NATURE: Baseball Instruction POSITION: Instructor START DATE: 05/01/2021 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DUTIES: Teach kids how to play baseball. 2) LICENSED INSURANCE AGENT OFFERING LIFE AND FIXED ANNUITY SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-24 |
| S66 | Uniform Combined State Law Examination | 2023-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-07 |
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