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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2010-07-13
  • NH RA
    APPROVED
    Since 2010-07-13

Branch Locations

127 Main St Ste 8, Boston, MA 02129 • United States

Windham, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlestown MA 08/2005 03/2020
Ameriprise Financial Services, Llc Boston MA 03/2020 Present
Other Businesses

Board of Directors; Windham Baserball and Softball League; Publicity Coordinator; N/A, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2005-08-19

View on SEC IAPD

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