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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-13 |
Branch Locations
100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ihs Markit | London | 02/2018 | 04/2018 | |
| Ubs | Panama City | 05/2018 | 08/2018 | |
| Ubs | New York City | NY | 07/2019 | 08/2019 |
| Richmond American International University In London | London | 01/2017 | 05/2020 | |
| University Of North Carolina Charlotte | Charlotte | NC | 08/2015 | 01/2017 |
| Dillon Crown, Llc | Waxhaw | NC | 05/2020 | 03/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2021 | 09/2021 |
| Pandora | Charlotte | NC | 07/2015 | 01/2017 |
| North Carolina State University | Raleigh | NC | 08/2017 | 12/2017 |
| Richmond American International University In London | London | 08/2018 | 04/2020 | |
| Morgan Stanley | New York | NY | 09/2021 | 08/2022 |
| Ubs Financial Services | Miami | FL | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-19 |
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