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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
12201 Seal Beach Blvd, Seal Beach, CA 90740-2634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mimi's Cafe | Yorba Linda | CA | 07/2015 | 02/2018 |
| Us Bank | Yorba Linda | CA | 02/2018 | 09/2018 |
| Coventry University | Coventry | 09/2018 | 01/2019 | |
| California State University, Fullerton | Fullerton | CA | 01/2019 | 05/2019 |
| N/A | Yorba Linda | CA | 05/2019 | 07/2019 |
| Fidelity Brokerage Services | Seal Beach | CA | 07/2019 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-10 |
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