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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-20
LA RA APPROVED 2011-08-19
  • TX RA
    APPROVED_RES
    Since 2016-10-20
  • LA RA
    APPROVED
    Since 2011-08-19

Branch Locations

111 Veterans Boulevard Suite 1506, Metairie, LA 70005 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Metairie LA 11/2007 Present
Raymond James Financial Services Advisors Inc. Metairie LA 08/2011 Present
Financial Consulting Group, Inc Metairie LA 07/2014 Present
Other Businesses

(1)Name of Business: Big Red Camp, LLC Address: 6055 Milne Blvd., New Orleans, LA, 70124, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/05/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Second home. May be rent at a future date for short periods however this is secondary. (2)Name of Business: Financial Consulting Group, Inc Address: 111 Veterans Mem Blvd Ste 1506, Metairie, LA, 70005, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Certified Financial Advisor / Co-Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-16
  • S63 Uniform Securities Agent State Law Examination
    2016-12-16

View on SEC IAPD

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