Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| CA | RA | APPROVED | 1999-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oxnard | CA | 09/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Simi Valley | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 1836 Suntree Lane, , Simi Valley, CA, 93063; Investment-Related; 08/19/2013. Other Business Activities; Konsulting by Kamerman; Meeting Preparation Services for Ameriprise Financial Advisors (AFG); 3713 Alamo Street, Suite 200, , Simi Valley, CA, 93063; Not Investment-Related; 12/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-15 |
Reach out to this advisor