Nicholas Anthony Thomas

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 09/2020
  Edward Jones
  Wexford, PA
• 08/2016 → 06/2018
  Robert Morris University
  Moon Township, PA
• 07/2018 → 07/2019
  Cleveland Clinic - Akron General
  Stow, OH
• 10/2020 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 10/2020 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 10/2020 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2019-09-30 → 2020-09-09
  Edward Jones
  St Louis, MO
  Cuyahoga Falls, OH
  Pittsburgh, PA
  Pittsburgh, PA
  Wexford, PA

Exams

• S66 Uniform Combined State Law Examination
  2019-09-28

Other Names

• Nicholas Thomas
• Nicholas Anthony Thomas
• Nick Thomas